ADAPTATION: Michael Hauge’s 4 Rules of Adaptation
All film making, and all storytelling, has one primary objective: to elicit emotion in the audience. This objective is achieved with only three basic elements, which form the foundation of all story: character, desire and conflict.
The basis of all good myths, legends, epic poems, fairy tales, plays, operas, short stories, true stories, novels, screenplays, TV episodes, movies and Harry Chapin songs is simply this: emotionally involving characters must overcome seemingly insurmountable obstacles in order to achieve their compelling desires. This single sentence must therefore form the foundation of any screenplay your hope to sell to Hollywood.
Because screenplays and movies are so much more narrowly defined than any of those other forms of fiction, anyone adapting an existing story into film must abide by strict rules of character, desire and conflict. In a movie, the character must be a hero or protagonist with whom we empathize, who is pursuing a visible goal with a clearly defined end point, and who must face terrifying obstacles created by other characters or forces of nature.
This visible goal – what I term outer motivation in my book and seminars – must have a clearly defined end point or finish line. It defines the story concept or log line of the film, it will give the audience a clear idea of exactly what they’re rooting for the hero(es) to achieve, and it tells us exactly what will represent success for the hero at the end of the film.
This is the challenge if you’re writing an adaptation: no other story form has these same requirements. Novels, plays and true stories, for example, can follow multiple characters through long expanses of time as they pursue a series of desires. Their goals can be interior – a desire for acceptance, for example, or to resolve some inner pain just by living through it. And in biographies, the protagonist may go through many highs and lows of achievement and failure as we follow her life from beginning to end.
But successful Hollywood movies follow a stricter formula (and if you consider formula a dirty word, screenwriting may not be your most fulfilling path as a writer). Movie heroes also pursue acceptance, or revenge, and may also want to resolve relationships or inner conflicts. But if these goals don’t grow out of clearly defined outer motivations, the movies simply won’t get produced, or won’t successfully reach a mass audience.
In Titanic, Rose longs for passion and adventure; in Shrek, the hero would love to be accepted and find true love; and the heroes of Star Wars, Working Girl and Stand By Me all need to accept themselves and stand up for who they truly are. But all of these invisible inner motivations would be static and uninvolving if these protagonists’ visible goals were not to get to America with Jack, capture the princess to get his land back, or stop the Empire, set up the takeover, or find the dead body.
Movies can even tell life stories, but if the subject’s life is not defined by a singular visible desire — winning Jenny’s love in Forest Gump, for example– the film will likely be a disappointment at the box office.
So where does all this leave you if you want to write an adaptation?
1. The most successful adaptations originate as stories that already have clearly defined story concepts.
At the time I’m writing this, the top ten adaptations of all time at the box office (not including sequels) are: Jurassic Park; Forrest Gump; Harry Potter and the Sorcerer’s Stone; Shrek; How the Grinch Stole Christmas; Jaws; Batman; Lord of the Rings; Mrs. Doubtfire; and The Exorcist. In every single one of these stories, the hero’s visible goal is clearly defined, the log line is easy to express, and we know immediately exactly what represents success for the hero: stopping the dinosaurs; winning Jenny’s love; capturing the Sorcerer’s Stone; retrieving (and winning the love of) the princess; stopping Christmas in Whoville; stopping the shark; stopping the Joker; getting the ring to the volcano; getting to be with his kids; and exorcising the devil from the girl.
If you’re tackling a novel that follows a long expanse of time and multiple heroes, see if you can extract the central character and a single goal from all that you have to choose from. The more focused and finite your story concept, the more commercial your screenplay will be.
2. Avoid biographies that follow heroes through a series of big events or desires.
Life stories may be compelling on A&E, but as films they almost always fail at the box office, or struggle to break even. Chaplin, The Babe, Cobb and Hoffa may be about unique, larger than life figures, but the movies gave us nothing specific to root for, and lost a ton of money.
There are two ways to overcome this dilemma: select subjects whose lives are devoted to a single, visible outcome (freedom for India in Gandhi; freedom for Scotland in Braveheart);or pick a single incident from the life of your subject and make that the outer motivation of your movie. The written biography of John Nash reveals an abundance of events and conflicts throughout his life, but A Beautiful Mind focuses specifically on his and his wife’s battle against schizophrenia within a much shorter period of time. And Erin Brockovich is the story of a woman who wants to win a lawsuit against PG&E – none of the rest of her life is included.
3. Your allegiance must be to the movie, not the source material.
Because the goal of all story is to elicit emotion, it’s easy to assume that because reading something is captivating, the screenplay of it will be as well. But novels and plays and newspaper articles operate under different rules and parameters. Florid passages of prose, deep, meaningful thoughts or long monologues that sound good on the stage must be eliminated from your screenplay.
Pleasing the author or the people that loved the original novel is also not your concern. Your job is to get a Hollywood executive excited about your movie, even if it means changing, or omitting altogether, your favorite parts of the book.
It’s because of this principle that you should probably…
4. Avoid adapting your own books and plays.
I know this comes as harsh advice for many of you, since it’s probably the main reason you bought this book in the first place. But it is next to impossible to maintain the ruthless objectivity necessary to change the treasured moments of your original work in order to maintain proper movie structure. And if your manuscript sits unpublished, or your play unproduced, in its original form, it’s unlikely it will succeed in the much more competitive world of Hollywood.
Of course, all this changes if someone’s offering you money for the film rights to your work. Once your novel or play has proven itself in its original arena, you can attach yourself as screenwriter and hope that its prior success peaks Hollywood’s interest.
Of course there are exceptions to these rules. The Shawshank Redemption; The Green Mile; The Shipping News; Driving Miss Daisy; Terms of Endearment; A River Runs Through It; Ordinary People – none of these films has a visible outer motivation for the hero, many cover long expanses of time, and yet they were all very successful at the box office. But they were also based on very successful books or plays, were written by well-established writers or writer/directors, and/or were driven by the stars or directors who were passionate about them. And they form a tiny percentage of the films coming out of Hollywood.
So if you’re a new writer hoping to launch your career, I’d concentrate on adaptations that give you your greatest chance of success: stories that already contain the elements that have proven to be the foundation of Hollywood’s most successful movies.
Mr. Hauge, sir, what about film adaptations that were critically praised for their faithfulness to their respective source materials?
Hello Mike, thanks for the information on adaptation. I also want to know if there are any rules to be followed while attempting adapt a stage play into a novel.
Anticipatory thanks for your response.
Thank you for the very informative analysis of adapting a novel book, a true story into screenplay.
I am the author of a haunting, inspiring, and remarkable memoir / autobiography book titled FRIENDSHIP: A True Story of Adventure, Goodwill, and Endurance.
My book is currently being adapted into a screenplay by a Christian filmmaker, writer, producer, and director.
thanks alot i have this novel written by me but i find it very hard to translate it to a screen play how do i go about it
My novel will come out next year, and I’m in the meantime studying textbooks on scriptwriting. My publisher insists on getting 20 percent from potentially selling movie rights, so that clause will likely be in the contract. Now, how would you say I go about selling the rights to my novel in a way that would not minimize the chances of me also selling my script? Should I inform my publisher about my future script (probably completed around the time the book comes out)?
I know writers of prose are not typically very good at adapting their own work, but in this case I feel my ability to look at the source material as if it had been written by someone else might permit an exception.
Chris – confirm this with an agent or attorney, but you want to CONTROL the film rights – meaning you can sell (or not sell) them without the publishers permission, but they can’t sell them without yours. If they get 20% of the purchase price, that doesn’t give them control, though I haven’t heard of that arrangement before. Maybe it’s now standard in publishing, but a film adaptation will greatly increase sales of your novel, so they’ll already benefit greatly from any future movie. (Notice how THE GIRL ON THE TRAIN is now back at the top of the bestseller list?) And you didn’t ask, but DO NOT negotiate this deal for yourself. If you have no agent or manager, hire an attorney, who will work for either an hourly fee or a percentage. Good Luck!
WELL SAID overall…positive reinforcement
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Hi Mr. Hauge,
I am interested in bringing a true life story to the big screen (or perhaps just a film festival screening) because I find it fascinating (as do others I have told this story to) but I don’t know how to start the process. I guess, my question to you is, does a screenplay always have to be written based on a book? There is a book (possibly two) published about one of the characters but the little I’ve read of it, it seems rather dry and doesn’t include any of the current events that are most shocking.
Can you give me any guidance on how to go about this process?
Mary Jane Lyons
Mary Jane – Thanks for your comments. I will answer this question in a future Q&A. Meanwhile you can find more detailed information on adapting true stories in my book WRITING SCREENPLAYS THAT SELL.